Job Description

A law firm seeks an experienced associate to join its Investment Funds Regulatory practice in Chicago. This is an excellent opportunity for an attorney with a strong background in investment management and regulatory compliance to work with top-tier clients. The ideal candidate will have 4-5 years of experience in advising fund sponsors on regulatory matters related to investment funds, with a deep understanding of key legislation such as the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Securities Act of 1933. Duties: Provide strategic legal advice on the formation, operation, and regulation of investment funds, including private equity, hedge funds, and other fund types. Advise clients on compliance with federal securities laws, including the Investment Advisers Act of 1940 and the Investment Company Act of 1940. Assist fund sponsors in navigating regulatory requirements and structuring funds in accordance with applicable laws. Work on complex regulatory filings and registrations with the SEC and other regulatory bodies. Conduct legal research to ensure compliance with evolving regulations in the investment management space. Collaborate with senior partners and clients to devise solutions that align with both regulatory requirements and business goals. Keep clients informed of changes in regulations that may affect their operations and provide proactive legal strategies. Assist in responding to inquiries from regulatory agencies, including the SEC, and manage investigations or audits as needed. Requirements: 4-5 years of experience in investment management and regulatory matters, including advising on fund formation and compliance. In-depth knowledge of the Investment Advisers Act of 1940, the Investment Company Act of 1940, and the Securities Act of 1933. Prior experience advising fund sponsors and navigating SEC filings and other regulatory requirements. Strong legal research and analytical skills, with the ability to apply regulatory frameworks to complex client situations. Proven track record of managing client relationships and providing actionable regulatory advice. Excellent communication skills, both written and verbal. Ability to work independently while collaborating effectively with a team of legal professionals. Education: Juris Doctor (JD) from an accredited law school. Excellent academic record and a foundation in investment management law. Certifications: Admission to the Illinois State Bar or eligibility for bar admission. Skills: Expertise in regulatory compliance for investment funds. Strong drafting and negotiation abilities. Detailed understanding of U.S. securities laws and regulations affecting investment funds. Proven ability to manage multiple matters in a fast-paced environment. Client-focused with a solutions-oriented mindset. Ability to provide clear, concise legal guidance on complex regulatory issues. Company info BCG Attorney Search 200 South Wacker Drive, 31st Floor Chicago Illinois United States 60606 Phone : (312) 321-9411 Fax : (213) 895-7306 #J-18808-Ljbffr BCG Attorney Search

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